FinancialSecurities
Professional financial and securities legal services · Dealing with complex financial disputes · Protecting the legitimate rights and interests of investors
Financial Securities Legal Services
Financial business has complex legal relationships, frequent disputes, and strong professionalism in litigation. In disputes such as bank loans, leasing, trust management, and securities fraud, lawyers efficiently promote litigation procedures on behalf of the parties through evidence organization, legal application, and courtroom defense, effectively safeguarding their legitimate rights and interests. Lawyers' litigation representation is not only a key means of dealing with complex financial disputes, but also an important guarantee for achieving judicial fairness.
Professional Finance · Trustworthy
We provide full chain legal services from compliance consulting to dispute resolution for banks, trust companies, leasing companies, securities firms, and investors with our rich experience in financial services law.
- Bank lending risk control
- Financial leasing compliance
- Trust and Wealth Management Rights Protection
- Securities fraud claims
- Defense of Financial Crimes
- Cross border financial disputes
Bank lending legal services
Pre loan due diligence and compliance review
Conduct a comprehensive review of the borrower's subject qualification, credit status, and legality of the security interest, identify potential legal risks, and issue a due diligence report. Assist in reviewing the completeness and compliance of loan contract terms.
Review of loan conditions and risk control during loan disbursement
Review whether the loan conditions meet the contractual requirements and supervise the compliance of loan fund usage. Assist in handling mortgage registration, pledge delivery and other guarantee procedures to ensure the effective establishment of security interests.
Post loan management and risk management
Regularly track the borrower's business status and performance ability. Promptly issue collection notices, lawyer's letters, and negotiate repayment plans for loans with default risks. Acting as an agent to exercise security interests, participating in negotiations such as loan restructuring and extension.
Dispute Resolution and Disposal of Special Assets
Litigation and arbitration of disputes over financial loan contracts. Participate in legal services for the transfer of non-performing assets, asset securitization, and other special asset disposals, and assist banks in achieving efficient collection of non-performing loans.
Financial leasing legal services
Transaction Structure Design and Compliance Consulting
Design a legal and compliant transaction framework for various business models such as direct leasing, leaseback, vendor leasing, and joint leasing. Provide legal advice on the selection and ownership protection of leased property.
Contract system and document drafting
Draft a complete set of legal documents including financing lease contracts, sales contracts, guarantee contracts, margin contracts, etc. Clarify the legal relationships and rights and obligations of all parties, and effectively control transaction risks.
Post lease management and risk mitigation
Assist in monitoring the condition of the leased property and the lessee's business situation. Register the ownership of the leased property and safeguard the rights of the lessor. Regularly conduct legal reviews of contract performance status.
Default disposal and dispute resolution
When the lessee breaches the contract, issue a reminder letter, negotiate a settlement or terminate the contract, and reclaim the leased property. Litigation, arbitration, and enforcement procedures for disputes arising from agency financing lease contracts, assisting in the retrieval of leased property and the recovery of outstanding debts.
Trust and Wealth Management Legal Services
Trust product design and establishment
Assist trust companies in designing compliant trust product architectures, covering types such as collective fund trusts, single fund trusts, and family trusts. Draft legal documents such as trust contracts and subscription risk statements.
Trust fund utilization and post investment management
Supervise whether the use of trust funds complies with contractual agreements and relevant regulatory regulations. Provide ongoing compliance consulting on the use of trust assets, assist in handling trust exits and liquidation distributions.
Investor Rights Protection and Compliance Internal Control
Assist investors in identifying the risks of trust products and act as an agent for investors to assert their rights against the violations of trust companies. Assist trust companies in improving compliance and internal control systems, standardizing information disclosure and risk disclosure.
Risk management and dispute resolution
Litigation and arbitration of disputes arising from proxy trust contracts, and handling legal issues in the disposal of trust assets. Participate in the design of disposal plans for trust risk projects and assist in resolving trust risks.
Securities fraud legal services
Construction of Securities Fraud Prevention and Compliance System
Assist listed companies and securities firms in establishing and improving compliance systems for information disclosure. Conduct risk assessments on insider trading, market manipulation, false statements, and other behaviors, and develop prevention plans.
Securities regulatory investigation and administrative law enforcement response
The agent shall handle the investigation and administrative penalty procedures of regulatory agencies such as the China Securities Regulatory Commission. Draft a statement of defense opinions, apply for a hearing, act as an agent for administrative reconsideration and administrative litigation.
Civil litigation and investor claims
Securities civil compensation lawsuits filed by proxy investors for losses incurred due to illegal activities such as false statements, insider trading, and market manipulation. Assist investors in preparing litigation materials and advancing the claims process.
Criminal defense for securities crimes
Provide criminal defense for parties involved in securities crimes such as insider trading, securities market manipulation, and illegal disclosure of important information. Combining financial expertise and criminal defense experience to safeguard the legitimate rights and interests of the parties involved.
Comprehensive value-added services
Tracking and Interpretation of Financial Regulatory Policies
Timely provide clients with professional interpretations and impact assessments of the latest laws, regulations, and regulatory policies.
Financial Compliance Annual Legal Audit
Assist financial institutions in conducting annual compliance self inspections and legal risk assessments.
Criminal risk prevention training for financial practitioners
Customized legal training courses to enhance compliance awareness among all staff.
Cross border financial legal services
Collaborate with overseas law firms to provide one-stop legal services for cross-border financing, leasing, trust, and securities disputes.
